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Investment Adviser Regulation in a Nutshell 在线电子书 pdf 下载 txt下载 epub 下载 mobi 下载 2024

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Haas, Jeffrey J./ Howard, Steven 作者

译者

2008-1 出版日期

618 页数

275.00元价格

丛书系列

9780314172655 图书编码

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发表于2024-09-21

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Investment Adviser Regulation in a Nutshell 在线电子书 epub 下载 mobi 下载 pdf 下载 txt 下载 2024

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Investment Adviser Regulation in a Nutshell 在线电子书图书描述

This book is designed for those interested in learning the fundamentals of investment adviser regulation as set forth primarily in the Investment Advisers Act of 1940 and the rules and regulations promulgated by the Securities and Exchange Commission thereunder. In particular, it is targeted towards investment advisers and their chief compliance officers. However, those associated with mutual funds, hedge funds, private equity funds and collateralized debt obligation (CDO) funds will likely find it useful as well.

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