Investment Adviser Regulation in a Nutshell

Investment Adviser Regulation in a Nutshell pdf epub mobi txt 电子书 下载 2025

出版者:
作者:Haas, Jeffrey J./ Howard, Steven
出品人:
页数:618
译者:
出版时间:2008-1
价格:275.00元
装帧:
isbn号码:9780314172655
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This book is designed for those interested in learning the fundamentals of investment adviser regulation as set forth primarily in the Investment Advisers Act of 1940 and the rules and regulations promulgated by the Securities and Exchange Commission thereunder. In particular, it is targeted towards investment advisers and their chief compliance officers. However, those associated with mutual funds, hedge funds, private equity funds and collateralized debt obligation (CDO) funds will likely find it useful as well.

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