Capital Markets Law and Compliance 在线电子书 pdf 下载 txt下载 epub 下载 mobi 下载 2024

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Nelson, Paul 作者

译者

2008-1 出版日期

482 页数

$ 203.40 价格

丛书系列

9780521889360 图书编码

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发表于2024-11-30

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Capital Markets Law and Compliance 在线电子书 epub 下载 mobi 下载 pdf 下载 txt 下载 2024

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Capital Markets Law and Compliance 在线电子书 pdf 下载 txt下载 epub 下载 mobi 在线电子书下载

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This book was first published in 2008. The Markets in Financial Instruments Directive (MiFID) is a detailed re-writing of the regulation of capital markets. To the extent those rules permit, the Financial Services Authority (FSA) is also introducing high-level 'principles-based regulation'. In response to this, Paul Nelson presents practical guidance on the regulation of the capital markets, ranging from new issues and IPOs to investment banking, broker-dealing and asset management. All laws and rules relevant to the regulation of the capital markets are explained and put into context within the economic operation of markets, institutions and products, the European Single Market, the FSA's policies and objectives, the historical evolution of the regulations and the general civil and criminal law. Drawing on 30 years' experience as a practitioner, and referring to a vast range of supporting materials, the author provides an insightful analysis and critique of the rules, the rule makers and the institutions.

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