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Investor and Industry Perspectives on Investment Advisers and Broker-dealers 在线电子书 pdf 下载 txt下载 epub 下载 mobi 下载 2024

Investor and Industry Perspectives on Investment Advisers and Broker-dealers
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简体网页||繁体网页
Angela A. Hung (EDT)/ Clancy, Noreen (EDT)/ Dominitz, Jeff (EDT)/ Talley, Eric (EDT)/ Berrebi, Claud 作者
译者
2008-3 出版日期
228 页数
$ 54.24 价格
丛书系列
9780833044037 图书编码

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Investor and Industry Perspectives on Investment Advisers and Broker-dealers 在线电子书 epub 下载 mobi 下载 pdf 下载 txt 下载 2024

Investor and Industry Perspectives on Investment Advisers and Broker-dealers 在线电子书 epub 下载 mobi 下载 pdf 下载 txt 下载 2024

Investor and Industry Perspectives on Investment Advisers and Broker-dealers 在线电子书 pdf 下载 txt下载 epub 下载 mobi 下载 2024


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Investor and Industry Perspectives on Investment Advisers and Broker-dealers 在线电子书 图书描述

In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.This report examines current practices and investor understanding of broker-dealers, and investment advisers - two distinct types of financial professionals whose boundaries have blurred in recent decades.

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