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Essential Strategies for Financial Services Compliance 在线电子书 pdf 下载 txt下载 epub 下载 mobi 下载 2024

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Annie Mills 作者

John Wiley & Sons

译者

2008-8-15 出版日期

374 页数

GBP 34.99 价格

Hardcover

丛书系列

9780470519042 图书编码

Essential Strategies for Financial Services Compliance 在线电子书图书标签: financial

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Essential Strategies for Financial Services Compliance 在线电子书 epub 下载 mobi 下载 pdf 下载 txt 下载 2024

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Compliance officers perform a vital, yet unpopular role in the business world as they advise on complying with myriad rules and regulations. What is good for compliance is sometimes seen as being bad for business, making a compliance officer′s role a difficult one. Essential Strategies for Financial Services Compliance offers practical guidance on how to apply a regulatory requirement to day to day situations. It also shows how to communicate the compliance department’s activities to the rest of the firm, how the role fits within the organization as a whole, what the scope and limitation of their responsibilities are, what to do when things go wrong, and how to deal with unusual problems.

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